Search for: "JOHN M. FRANTZ"
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22 Nov 2008, 2:41 am
- Virginia Beach lawyer Steven Lauer of Inman & Strickler on the firm's Virginia Condominium & Homeowners' Association Law Blog Mortgage Fraud Sends Defendant To Prison For 135 Months - Boise attorney Chuck Peterson on Peterson Law Offices' Idaho Criminal Defense Blog John Marshall is in the HOUSE - New Jersey lawyer John Marshall on his New Jersey Criminal Defense and DWI Blog Off-Shore Lake Erie Wind Farm Lease Proposal -… [read post]
19 Jan 2023, 3:33 am
To get a jump on thinking about all of that, I’m happy to share this guest blog from Orrick’s JT Ho, Carolyn Frantz, and Bobby Bee: The adopting release for the SEC’s recent Rule 10b5-1 amendments has now been published in the Federal Register and 10b5-1 plans that are adopted by non-issuers on or after February 27, 2023 must comply with the new rules. [read post]
8 Oct 2008, 12:31 am
With the exception of one great post by Max Kennerly, we step away from news on the financial crisis, which I'm sure everyone's seen close to enough of from other news sources. [read post]
19 Apr 2019, 5:33 am
According to FINRA Disciplinary actions for March 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities Austin, Aaron LPL Financial LLC M & T Securities, Inc Conner, Youn Das, Anukul NYLife… [read post]
11 Aug 2023, 6:30 am
Eccles (Oxford University), on Thursday, August 10, 2023 Tags: Climate change, ESG, SEC, Sustainability, Sustainability Accounting, value-based investing Trends in ESG Litigation and Enforcement Posted by Mike Delikat, Stacy Kray, and Carolyn Frantz, Orrick Herrington & Sutcliffe LLP, on Thursday, August 10, 2023 Tags: Caremark, Disclosure, ESG, Greenwashing, SEC enforcement, Securities Exchange Act [read post]
11 Aug 2023, 6:30 am
Eccles (Oxford University), on Thursday, August 10, 2023 Tags: Climate change, ESG, SEC, Sustainability, Sustainability Accounting, value-based investing Trends in ESG Litigation and Enforcement Posted by Mike Delikat, Stacy Kray, and Carolyn Frantz, Orrick Herrington & Sutcliffe LLP, on Thursday, August 10, 2023 Tags: Caremark, Disclosure, ESG, Greenwashing, SEC enforcement, Securities Exchange Act [read post]
26 Jul 2008, 6:37 pm
Ryan, P.L.L.C., and Stephen M. [read post]
1 Jun 2012, 7:02 am
Frantz, Klaus. [read post]
1 Jun 2012, 7:02 am
Frantz, Klaus. [read post]
16 Jun 2017, 12:50 pm
TUESDAY Paper Session: Comparative History of Legal Cultures (Private Law)Tue, 6/20: 10:00 AM - 11:45 AM – Sheraton Maria Isabel Sala 455, Danubio Tower (4th Floor) · Chair—Andrés Botero Bernal, Industrial University of Santander · Discussant—Dong Jiang, Renmin University of China · A Comparison of… [read post]
